SOC 1 Services

AuditMiner is designed to help CPA firms automate and streamline their employee benefit plan audit process.

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SOC 1 Review Toolkit

The SOC 1 Review Toolkit from AuditMiner provides information identified in a service organization’s Type 2, System and Organization Controls (SOC) Report. It’s an Excel workbook that comes pre-loaded with information identified by the service auditor and is designed to meet audit standards for review of the Type 2, SOC 1 report. 

Automation is a key component in the development of an optimally efficient audit approach. Our SOC 1 Toolkit takes a SOC 1 report and inputs all relevant controls into an easy-to-use Excel workbook that includes corresponding complementary user entity controls and walkthrough procedures. Say goodbye to hours spent manually copying, pasting, and re-typing data into your audit programs. 

With AuditMiner’s Toolkit, the SOC 1 report is already analyzed by experienced auditors and contains the following¹: 

  1. General information relating to the SOC 1 report such as period covered, type of report, familiarity with the service auditor, etc. 
  2. Subservice providers that have been carved out of the SOC 1 report, including the functions performed by the subservice provider, if those functions are relevant to the user entity’s controls, and if further procedures over the subservice provider are recommended. 
  3. Control objectives are pre-loaded, including the page number, an analysis of deviations (if any), and a determination if the control objective is relevant to the audit of the plan. 
  4. Complementary user entity controls are preloaded, including the page number, the applicable control objective each pertains to, and an example walkthrough procedure the auditor could perform for those controls that are considered relevant to the audit.   
  5. Conclusion tab which indicates if a sufficient understanding of controls has been obtained, along with an assessment of where testing could be reduced (but not eliminated) in the audit. 

¹ This tool is intended to assist auditors in documenting procedures and findings related controls at a service organization that is relevant to the user entity’s internal control over financial reporting. This tool is completed under the assumption that the user entity is an employee benefit plan (EBP) and has received a certification of assets and related income. If used for a non-EBP audit, certain content may need to be adjusted by the auditor. All decisions regarding additional procedures, reliance on controls, walkthroughs, and conclusions must be reviewed by the auditor using judgment and experience in determining whether the information is sufficient for their audit.

SOC 1 Toolkit Pricing

What do you get for $250? Simple. You get the best (and only?) SOC 1 Review Toolkit on the market.  Not only that, but we are so confident in our toolkits that we offer a 100% money-back guarantee! So, what are you waiting for?

Available SOC 1 Toolkits

We are adding more every week.  For a full list go to our shopping page!

AuditMiner can process SOC 1s from any service organization, even if not related to employee benefit plan audits. Don’t see your service organization?  Send us an email to to REQUEST a SOC 1 toolkit and we will connect with you as soon as possible.

  • Aetna Life Insurance Company – PPO, HMO, Indemnity Health and Dental SFO
  • ADP – AutoPay Payroll Services
  • AGH – Daily Account Recordkeeping System
  • AIG Retirement Services – DC Plan Admin. System
  • Alerus – Retirement and Benefits Retirement Plan Services System, Payroll Processing System and Related General Computer Controls System
  • AllianceBernstein LP – Investment Advisor Operations System
  • Amalgamated Bank – Investment Management Division System
  • American Funds – Transfer Agency Services
  • Ameritas Life Insurance Corp – Retirement Plans Division
  • Aptify – Cloud Environment Support System SOC 2
  • Ascensus LLC – DC Recordkeeping Services
  • AUL Co. – Retirement Plan Processing
  • Banco Popular de Puerto Rico’s -Trustee & Paying Agent System
  • Bank of America, N.A. – Institutional Trust & Custody Services PACE System
  • Benefit Plan Administrative Services, Inc.’s (BPAS) – Plan Admin. & Recordkeeping
  • BMO Harris Bank, N.A. – Institutional Trust Services System
  • Capital Bank and Trust Company – Directed Trustee Services
  • Capital Group Retirement Services – Retirement Plan Recordkeeping Services
  • Capital Group Companies, Inc. – Information Technology Services
  • CBIZ Benefits & Insurance Services, Inc. – Administrative Outsourcing System
  • Ceridian’s Dayforce-Human Capital Management
  • Charles Schwab Advisor Services
  • Charles Schwab & Co. Information Technology Services
  • Charles Schwab Trust Bank – Trust & Custody Services
  • Cigna Healthcare – Administrative Services Only and Minimum Premium Plans Claim Administration
  • CoAdvantage – Human Resource Solutions System
  • Cognizant Technology Solutions India Private Limited Service Organization’s System
  • Complete Payroll Processing, Inc. – Payroll Processing, Tax Reporting and Disbursement Services System
  • Connecticut On-Line Computer Center, Inc.
  • Cuna Mutual Group – Plan Administration Recordkeeping Services
  • Cyxtera Colocation Services
  • Deletek – Government Contractor (GovCon) Systems
  • Delta Dental of CA – Claims Processing System
  • Digital Retirement Solutions – Administration of Qualified and Non-Qualified Defined Contribution Plan System
  • Dominion – Payroll Services
  • DST Systems, Inc. – Information Technology General Control System
  • DXC Technology Services LLC – Business Process and Supporting General Computer Controls
  • Empower – Mass Mutual
  • EPIC Retirement Plan Services – Daily and Periodic Valuation Recordkeeping System
  • Evernorth Health, Inc. – Pharmacy Claims Processing System
  • Excellus Health Plan, Inc. – Claim Processing & Underlying Systems
  • Express Scripts – Rebates Share Processing
  • FHN Financial, Inc. – PASPort Portfolio Acctg. System
  • Fidelity Information Systems (FIS) – Computer Services
  • Fidelity Technology Group
  • Fidelity Workplace Services LLC – Payroll Administrative Services System
  • Fifth Third – Institutional Services
  • First American Bank – Retirement Plan Services
  • FinDec Benefit Services, Inc. Same-Day Exchange Mutual Fund Trade Orders System
  • Fringe Benefits Design of Minnesota, Inc. – Daily Valuation Pension Plan Administrative Services
  • Insperity, Inc – Personnel Management System
  • iSolved HCM, LLC
  • John Hancock – Participant-Level Recordkeeping System
  • J.P. Morgan – ITGC
  • KeyCorp – Fiduciary Services and Transaction Processing System
  • Lincoln Alliance – Admin. Transaction Processing System
  • LPL Financial
  • Matrix Settlement and Clearance Services, LLC – Unitized Funds and Portfolios
  • Matrix Trust Company
  • Merrill Lynch – Brokerage Operations
  • MG Stover & Co. – Management Acctg. & Admin. System
  • Mid Atlantic Trust Company – Trust & Custody Services
  • Milliman, Inc. Employee Benefits Administration – Defined Contribution Administration System
  • MPAY Inc. – Payentry Financial Services
  • MSSB – Core Investment Management
  • Namely Inc. – Payroll Processing Services System
  • National Financial Services LLC – Brokerage, Mutual Fund and Prime Services System
  • NCR Corporation – Payroll Processing System
  • Newport Group – Retirement Services
  • Northern Trust – Custody & Fund Services
  • Northwest Plan Services
  • OptumRx Administrative Services LLC – Pharmacy Benefits Services
  • Oracle – Netsuite Payroll Processing User Entities Payroll Transactions
  • Park National Bank Trust-  Operations and Retirement Plan Service
  • Paychex – Information Technology System
  • Payco, Inc. – Human Capital Management Solutions and Systems
  • Paycom – Payroll Processing
  • Paycor – Payroll Processing
  • Paylocity – HR & Payroll System
  • PayPal, Inc.’s Braintree Payment Processing System
  • PAYPRO – Workforce Management Payroll System
  • Payroll Network, Inc. – Payroll, Tax, Filing, and Tax Payment System
  • PCS Retirement LLC – Recordkeeping Services System
  • PenChecks, Inc. System for Benefit Distribution and Directed Trustee Custodial Services
  • Pentagra Services, Inc – Retirement Plan Admin System
  • Plan Administrators, Inc. – Retirement System and Related General IT Controls
  • PMA Management Corp. – Claim Payment Processing
  • PNC Financial Service Group, Inc. – Custody Services System
  • Proliant, Inc. – Payroll Processing System
  • PrimePay – Payroll Processing System
  • Principal
  • Prudential Retirement Insurance & Annuity Co.
  • Randall & Hurley, Inc. – Recordkeeping Services
  • Reliance Trust Company (Fidelity Information Services)
  • Retirement Plan Consultants LLC – Third-Party Administration and Recordkeeping System
  • Robert W. Baird & Co – Incorporated Custody Services System
  • Schwab Retirement Plan Services Inc.
  • Securian Financial Group – Participant Recordkeeping System
  • Securian Trust Company – Trade Custody System
  • SEI Private Trust Company – Trust Services System
  • Sentry – Retirement Plan Services System
  • Spectrum Pension Consultants, Inc – Defined Contribution Plan Daily Valuation Recordkeeping System
  • SS&C – GlobeOp Fund Services
  • Standard Insurance Company – Retirement Plans (RP) System
  • State Street – IT General Controls
  • TD Ameritrade, Inc. – Self-Directed Brokerage Accounts Processing System
  • T. Rowe Price Services – DC Recordkeeping System
  • TIAA – Cref
  • Transamerica Retirement Solutions – LLC Recordkeeping Processing System
  • Trustmark Health Benefits, Inc. – Claims Administration Services System
  • Trust Point – Wealth Management and Retirement Plan Services System
  • UBS Financial Services
  • U.S. Bank National Association – Trust and Custody Account Transaction Processing System
  • Ultimate Kronos Group Inc. – Workforce management solution system
  • Unified Trust – Administrative Services
  • Union Bank and Trust Company – 529 College Savings Group, Corporate Trust and Custody, and Retirement Plan Services System
  • UnitedHealthcare’s Report OnUMR Claims Payment System Claim Administration
  • USI Consulting Group – Retirement Plan Services
  • Vanguard – DC Recordkeeping and Trust Services
  • Versant Health, Inc. – Claims Processing System
  • Voya (Omni)
  • Voya Services Company – IT General Controls System
  • WEX Health Inc.’s Benefits Platform
  • Wells Fargo Bank – Institutional Retirement and Trust System

We are adding more every week.  For a full list go to our shopping page!

AuditMiner can process SOC 1s from any service organization, even if not related to employee benefit plan audits. Don’t see your service organization?  Send us an email to to REQUEST a SOC 1 toolkit and we will connect with you as soon as possible.